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Swift CSP-Assessor Exam Syllabus Topics:
Topic
Details
Topic 1
- Understanding the methodology and assessment deliverables: This section is designed for independent auditors working with Swift systems. It tests the candidate's grasp of the Assessor's role and obligations when conducting a CSP assessment. The section evaluates knowledge of key elements to consider during the assessment process.
Topic 2
- Understanding the Swift Customer Security Programme: This domain is targeted at compliance officers and risk managers involved in Swift operations. It evaluates the candidate's comprehension of the CSP controls framework and their ability to determine the appropriate architecture type and related scope as outlined in the Customer Security Controls Framework (CSCF).
Topic 3
- Understanding Swift: This section of the exam measures the skills of Swift network administrators and covers Swift's crucial role in the international financial community, including the structure and operations of the Swift network and its infrastructure.
Swift Customer Security Programme Assessor Certification Sample Questions (Q40-Q45):
NEW QUESTION # 40
For each of the following setups, the responsible party is identified to protect the virtualization or cloud underlying platform. Which one of the combinations is not correct?
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. For virtualization platform deployed at a third party on which user's SWIFT-related components are virtually hosted: by the third party
- B. For on-premises container platform: by the SWIFT user
- C. For on-premises virtualization platform: by the platform provider
- D. For Cloud Provider: the cloud provider
Answer: C
Explanation:
The CSCF and "Outsourcing Agents - Security Requirements Baseline v2025" define responsibilities for securing virtualization or cloud platforms hosting SWIFT-related components. Let's evaluate each combination:
*Option A: For on-premises virtualization platform: by the platform provider This is not correct. An on-premises virtualization platform (e.g., VMware or Hyper-V hosting Alliance Gateway) is managed by the SWIFT user, not the platform provider (e.g., VMware). The "platform provider" supplies the software, but the user is responsible for securing the on-premises environment, including hardening, patching, and compliance with CSCF Control "2.3 System Hardening."
*Option B: For virtualization platform deployed at a third party on which user's SWIFT-related components are virtually hosted: by the third party This is correct. If the virtualization platform is hosted by a third party (e.g., a service provider hosting SWIFT components), the third party is responsible for securing the platform, as per the "Outsourcing Agents - Security Requirements Baseline v2025" and CSCF Control "1.1."
*Option C: For on-premises container platform: by the SWIFT user
This is correct. An on-premises container platform (e.g., Docker or Kubernetes hosting SWIFT applications) is the user's responsibility to secure, aligning with CSCF Control "1.1" and the user's ownership of on- premises infrastructure.
*Option D: For Cloud Provider: the cloud provider
This is correct. In a cloud model (e.g., IaaS like Alliance Cloud on AWS), the cloud provider (e.g., AWS) is responsible for securing the underlying platform, as outlined in the "Outsourcing Agents - Security Requirements Baseline v2025." Summary of Correct answer:
The combination that is not correct is A, as the SWIFT user, not the platform provider, is responsible for securing an on-premises virtualization platform.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 1.1 defines responsibilities for on-premises platforms.
*Outsourcing Agents - Security Requirements Baseline v2025: Specifies third-party and cloud provider responsibilities.
*Independent Assessment Framework: Confirms user responsibility for on-premises setups.
NEW QUESTION # 41
Using the outsourcing agent diagram. Which components must be placed in a secure zone? (Choose all that apply.)
- A. Component D
- B. Component A
- C. Component B
- D. Component C
Answer: A,B
NEW QUESTION # 42
Penetration testing must be performed at application level against the Swift-related components, such as the interfaces, Swift and customer connectors?
- A. False, only the components as defined in Swift Testing Policy
- B. True, those are key components
Answer: A
Explanation:
This question addresses the scope of penetration testing for Swift-related components under theSwift Customer Security Programme (CSP).
Step 1: Understand Penetration Testing Requirements
TheCSCF v2024, underControl 4.1: Penetration Testing, mandates penetration testing to identify vulnerabilities in Swift-related systems. The scope is defined by theSwift Testing Policy, not arbitrarily applied to all components.
Step 2: Analyze the Statement
The statement suggests that penetration testing "must be performed at application level against the Swift- related components, such as the interfaces, Swift and customer connectors." We need to verify if this is a mandatory scope.
Step 3: Evaluate Against Swift Guidelines
* Control 4.1: Penetration Testingrequires testing of in-scope components, but theSwift Testing Policy (referenced in theCSCF v2024andSecurity Best Practices) specifies which components (e.g., messaging interfaces, connectors) must be tested based on risk and architecture.
* The policy does not mandate testing all listed components (e.g., interfaces, connectors) at the application level unless they are identified as high-risk or in-scope per the user's assessment. For example, customer connectors might be excluded if managed by a Service Bureau, per theSwift Outsourcing Guidelines.
* The statement's assertion of a broad mandate is incorrect; the scope is limited to components defined in theSwift Testing Policy, which provides a tailored approach.
Step 4: Conclusion and Verification
The answer isB, as penetration testing must follow theSwift Testing Policy, which defines the specific components to test, rather than mandating all Swift-related components like interfaces and connectors.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 4.1: Penetration Testing.
* Swift Testing Policy, Section: Scope Definition.
* Swift Security Best Practices, Section: Penetration Testing.
NEW QUESTION # 43
Which operator session flows are expected to be protected in terms of confidentiality and integrity? (Choose all that apply.)
- A. System administrator sessions towards a host running a Swift related component
- B. All sessions towards a secure zone (on-premises or hosted by a third-party or a Cloud Provider)
- C. All sessions towards a Swift related application run by an Outsourcing Agent, a Service Bureau or an L2BA Provider
- D. All sessions to and from a jump server used to access a component in a secure zone
Answer: A,B,C,D
NEW QUESTION # 44
A Swift user has moved from one Service Bureau to another What are the obligations of the Swift user in the CSP context?
- A. To submit an updated attestation reflecting this change within 3 months
- B. None if there is no impact in the architecture tope
- C. To reflect that in the next attestation cycle
- D. To inform the SB certification office at Swift WW
Answer: A
Explanation:
This question addresses the obligations of a Swift user who has switched from one Service Bureau (SB) to another under the Customer Security Programme (CSP).
Step 1: Understand CSP Obligations for Changes
TheSwift Customer Security Controls Framework (CSCF) v2024andIndependent Assessment Framework require Swift users to maintain accurate and up-to-date information regarding their infrastructure,including changes in service providers like Service Bureaus. Such changes may impact compliance and architecture types.
Step 2: Evaluate Each Option
* A. To inform the SB certification office at Swift WWThere is no specific "SB certification office" mentioned in theCSCF v2024orSwift CSP Guidelines. Notifications are typically handled through attestation updates, not a dedicated office.Conclusion: Incorrect.
* B. To reflect that in the next attestation cycleWhile changes must be reflected in attestations, delaying this until the next cycle (e.g., annually) is insufficient if the change affects compliance. The Swift CSP Compliance Guidelinesrequire timely updates for significant changes.Conclusion: Incorrect.
* C. None if there is no impact in the architecture typeEven if the architecture type (e.g., A2, A4) remains unchanged, a switch in Service Bureau may affect security controls, vendor management, or connectivity. TheCSCF v2024underControl 1.1: Swift Environment Protectionrequires users to report changes that could impact compliance, regardless of architecture type.Conclusion: Incorrect.
* D. To submit an updated attestation reflecting this change within 3 monthsTheSwift CSP Compliance GuidelinesandIndependent Assessment Frameworkmandate that significant changes (e.g., switching Service Bureaus) be reported through an updated attestation within 3 months. This ensures Swift is informed of potential compliance impacts and allows for review.Conclusion: Correct.
Step 3: Conclusion and Verification
The correct answer isD, as theCSCF v2024andSwift CSP Compliance Guidelinesrequire an updated attestation within 3 months to reflect a change in Service Bureau.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection.
* Swift Independent Assessment Framework, Section: Change Reporting.
* Swift CSP Compliance Guidelines, Section: Timely Updates.
NEW QUESTION # 45
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